The Value of Good Corporate Governance What is corporate governance? The term corporate governance refers to the checks and balances within an organization, the rules, practices, and processes used to

The FDA Expands its Hand Sanitizer Do-Not-Use-List On October 4, 2021, the Food and Drug Administration (the “FDA”) updated consumers regarding hand sanitizers that should not be used. Specifically, the

What Happens When My Stock Gets Delisted? Each year, hundreds of companies are delisted from U.S. stock exchanges. With companies delisting at such a rate, it is likely that every

On September 15, 2021, the SEC announced it had paid out $4 million and about $110 million to two whistleblowers who provided information and assistance that led to successful SEC

What Happened With All Those Chinese IPOs? It’s been a long time coming…Back in November 2020, the U.S. Securities and Exchange Commission (“SEC”) issued guidance regarding disclosure considerations for publicly

What is FINRA? FINRA stands for Financial Industry Regulatory Authority, a not-for-profit organization that works under the supervision of the U.S. Securities Exchange Commission that is “dedicated to protecting investors

Investing in stocks has become a popular way for Americans to pad their nest eggs or even become wealthy. However, trading in the stock market comes with many risks for

Meme Stocks – Are they more than just a pandemic trend? What is a meme stock? A meme stock is a stock that goes viral online and sees a dramatic

It Makes Sense To Report Securities Fraud Are you wondering how to report securities fraud? Blowing the whistle on securities fraud is not only the right thing to do, but