Lordstown Motor Corporation (RIDE) Misled Investors About its Endurance Orders and Production Capabilities On August 1, 2020, Lordstown announced it had entered into a merger agreement with DiamondPeak Holdings Corp,
Athenex, Inc. (ATNX) Misled Investors About the Efficacy of its Lead Drug Candidate and the Likelihood the FDA Would Approve its New Drug Application On August 7, 2019, Athenex announced
Ontrak, Inc. (OTRK) Failed to Disclose the Impact Losing its Largest Customer Would Have on its Financial Results Ontrak failed to disclose that: (1) its largest customer evaluated the
Velodyne Lidar, Inc. (VLDR) Misled Shareholders Regarding the Reasons for Director Departures Velodyne Lidar, Inc. become a public entity on September 29, 2020, when it merged with Graf Industrial Corp.,
Root, Inc. (ROOT) Misled Investors About Its Cash Flow and Industry Advantages Root conducted its IPO on October 28, 2020, selling 26.8 million shares of the Company’s Class A common
Lordstown Motor Corporation (RIDE) Misled Investors About its Endurance Orders and Production Capabilities According to the complaint, on August 1, 2020, Lordstown announced it had entered into a merger agreement
CytoDyn Inc. (CYDY) Misled Shareholders About the Viability of its Drug for the Treatment of COVID-19 CytoDyn is a biotech company that – prior to the COVID-19 pandemic – was
Neptune Wellness Solutions Inc. (NEPT) Misled Investors About the True Costs Associated with the SugarLeaf Acquisition On May 9, 2019, Neptune announced it had signed a definitive agreement to acquire
Sequential Brands Group, Inc. (SQBG) Misled Shareholders About Its Income From Goodwill, Operations, and Assets Sequential Brands knew as early as December 14, 2016, that it was “more likely than
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