Pleading a Claim Under the Securities Exchange Act of 1934 As a shareholder of a company trading on America’s stock exchanges, you have the right to expect corporate integrity. That

What’s Cryptocurrency and What’s all the Hype? By now, you have likely heard the terms cryptocurrency, bitcoin mining, and blockchain.  As I recently dug in to learn more about the

Taking Action to Protect Shareholder Rights When corporate executives act in ways that adversely impact a company’s stock and performance, shareholders might think that they lack any power to address

The Value of Good Corporate Governance What is corporate governance? The term corporate governance refers to the checks and balances within an organization, the rules, practices, and processes used to

The FDA Expands its Hand Sanitizer Do-Not-Use-List On October 4, 2021, the Food and Drug Administration (the “FDA”) updated consumers regarding hand sanitizers that should not be used. Specifically, the

What Happens When My Stock Gets Delisted? Each year, hundreds of companies are delisted from U.S. stock exchanges. With companies delisting at such a rate, it is likely that every

On September 15, 2021, the SEC announced it had paid out $4 million and about $110 million to two whistleblowers who provided information and assistance that led to successful SEC

What Happened With All Those Chinese IPOs? It’s been a long time coming…Back in November 2020, the U.S. Securities and Exchange Commission (“SEC”) issued guidance regarding disclosure considerations for publicly

What is FINRA? FINRA stands for Financial Industry Regulatory Authority, a not-for-profit organization that works under the supervision of the U.S. Securities Exchange Commission that is “dedicated to protecting investors